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Exclusion process in Wales

Step-by-step guide for headteachers

Follow these seven steps to ensure a fair , lawful, and well-documented exclusion process in line with Welsh guidance

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Decision to Exclude

  • Assess seriousness

  • Gather evidence

  • Consider mitigating factors

  • Document actions

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Informing the Learner and Parent/Carer

  • Notify the learner and parent/carer without delay

  • First by phone, then in writing within one school da

  • Letter must include: reason, type and length of exclusion, right to make representations, reinstatement meeting, LA contact details and appeal options

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Notify the Discipline Committee and Local Authority

  • Discipline Committee of the governing body

  • Local Authority (and 'home' LA if applicable)

  • Include: reason, type, ALN/IDP status, carer status, exclusion type, and code (e.g. physical assault)

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Discipline Committee Review

  • Meeting within 6-15 school days (permanent) or >15 days (fixed-term)

  • Between day 6-50 if fixed-term >5 days and parent requests

  • Invite: parent/carer and/or learner, headteacher, and LA officer

  • Hear representations and evidence, and decide whether to uphold or overturn the exclusion

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Appeal to Independent Panel  (if permanent excluded upheld)

  • Parents/carers have 15 school days from written notification to appeal

  • The LA must convene the panel within 15 school days of the appeal being lodged

  • The panel may uphold the exclusion, vary the reinstatement date, or direct reinstatement justified but not practical

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After the Appeal Hearing

  • The panel's decision is final and binding

  • LA arranges suitable full-time education within 15 days of final decision (if the exclusion is upheld)

  • If reinstated, the headteacher must re-admit the learner on the specified date

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Reintegration and Post-Exclusion Planning

  • Ensure a smooth and supported return

  • Set out a reintegration plan (if exclusion <15 days)

  • Agree on any safety or transition measures

  • Identify support and pastoral plans

  • Monitor progress and maintain education where possible

Essential Check List

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