
Sanction Guidelines
Exclusion process in Wales
Step-by-step guide for headteachers
Follow these seven steps to ensure a fair , lawful, and well-documented exclusion process in line with Welsh guidance
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Decision to Exclude
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Assess seriousness
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Gather evidence
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Consider mitigating factors
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Document actions
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Informing the Learner and Parent/Carer
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Notify the learner and parent/carer without delay
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First by phone, then in writing within one school da
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Letter must include: reason, type and length of exclusion, right to make representations, reinstatement meeting, LA contact details and appeal options
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Notify the Discipline Committee and Local Authority
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Discipline Committee of the governing body
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Local Authority (and 'home' LA if applicable)
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Include: reason, type, ALN/IDP status, carer status, exclusion type, and code (e.g. physical assault)
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Discipline Committee Review
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Meeting within 6-15 school days (permanent) or >15 days (fixed-term)
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Between day 6-50 if fixed-term >5 days and parent requests
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Invite: parent/carer and/or learner, headteacher, and LA officer
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Hear representations and evidence, and decide whether to uphold or overturn the exclusion
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Appeal to Independent Panel (if permanent excluded upheld)
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Parents/carers have 15 school days from written notification to appeal
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The LA must convene the panel within 15 school days of the appeal being lodged
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The panel may uphold the exclusion, vary the reinstatement date, or direct reinstatement justified but not practical
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After the Appeal Hearing
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The panel's decision is final and binding
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LA arranges suitable full-time education within 15 days of final decision (if the exclusion is upheld)
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If reinstated, the headteacher must re-admit the learner on the specified date
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Reintegration and Post-Exclusion Planning
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Ensure a smooth and supported return
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Set out a reintegration plan (if exclusion <15 days)
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Agree on any safety or transition measures
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Identify support and pastoral plans
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Monitor progress and maintain education where possible
